注:PDQ的总结包括以下几个部分:肺癌筛查、小细胞肺癌的治疗、非小细胞肺癌的治疗、吸烟的健康风险及如何戒烟。
肺癌主要的危险因素是老龄化合并重度吸烟史。在男性和社会经济水平较低者中肺癌更为常见。肺癌的人口学特征与吸烟的流行特征关系密切。但也有例外,如吸烟的流行特征不足以解释非裔美国人肺癌的高死亡率。
非吸烟者肺癌的危险因素主要包括二手烟暴露、电离辐射和石棉等致癌物的职业暴露。其中,一般人群的辐射暴露主要来自于环境氡暴露和医源性射线暴露(如胸部或乳腺放疗等高剂量射线暴露)。
吸烟与其它危险因素通常存在交互作用。例如,当吸烟者暴露于氡或石棉时,相较于暴露于单个危险因素,其肺癌风险将成倍增加。
1964 年美国卫生部的报告首次报道了吸烟致肺癌的证据,此后每一版报告都包含了吸烟与肺癌相关的诸多证据。大量的科学证据均证实,吸烟可导致肺癌发生,并且是肺癌最主要的病因。
吸烟量与肺癌发生风险呈剂量反应关系。肺癌发生风险随日吸烟量和吸烟年限的增加而显著增高。吸烟者肺癌发生风险约是非吸烟者的 20 倍。
效应大小:危险效应,强效应
证据表明,二手烟暴露是肺癌的危险因素之一。
效应强度:危险效应,弱效应。在非吸烟者中,二手烟暴露比无暴露者增加20%的肺癌发生风险。
证据表明,辐射暴露可增加肺癌的发病率和死亡率。吸烟可大大增强该效应。
效应强度:暴露与肺癌发生风险呈现剂量反应关系,低水平暴露者其肺癌发生风险较小,高水平暴露者其肺癌发生风险较大。
已有可靠证据表明,工作场所中接触石棉、砷、铍、镉、铬和镍等,可增加肺癌的发病和死亡。
效应强度:危险效应,强效应(5倍以上)。暴露与肺癌发生风险呈现剂量反应关系,高水平暴露者其肺癌发生风险较大。此外,吸烟与这些肺部致癌物存在交互作用,吸烟者如接触上述暴露,肺癌发生风险更大。
已有可靠证据表明,室外空气污染,尤其是小颗粒物暴露,可增加肺癌的发病和死亡。
效应强度:危险效应;相较于低暴露组,高暴露组肺癌发生风险增加约 40%。
有研究发现,健康饮食如蔬菜水果的摄入可降低肺癌发病率,但这种关联难以区分吸烟的影响,因此证据尚不充分。
效应强度:保护效应,效应中等,但难以确定是真正的因果关联,还是由于吸烟的混杂效应所致。
有研究显示,强体力活动可降低肺癌发病率,但这种关联有可能受到吸烟这一混杂因素的影响,因此证据尚不充分。
效应强度:保护效应,效应中等,但难以确定是真正的因果关联,还是由于吸烟的混杂效应所致。
已有可靠证据表明,吸烟可导致肺癌,因此,避免吸烟可降低原发性肺癌的死亡。
效应强度:保护效应,较强效应。
已有可靠证据表明,长期持续戒烟可降低原发性肺癌和继发性肺癌的发生。
效应强度:保护效应,中等效应。
已有可靠证据表明,二手烟暴露可导致肺癌;因此,避免二手烟暴露可降低原发性肺癌的发病和死亡。
效应强度:保护效应,弱效应。
已有可靠证据表明,石棉、砷、镍和铬等职业暴露可导致肺癌发生。减少或消除这些职业暴露,可相应地降低肺癌的发病风险。
效应强度:保护效应,暴露水平越低,保护效应越强
已有可靠证据表明,室内氡暴露可增加肺癌尤其是吸烟者肺癌的发病和死亡。在氡浓度较高的环境中,可通过封闭地下室等措施来减少氡暴露,进而降低肺癌的发生风险。
效应强度:呈现剂量反应关系的危险效应。对于大多数有氡暴露的家庭而言,肺癌的发生风险稍有增加;而高水平的氡暴露则会使肺癌发生风险大幅上升。
已有可靠证据表明,重度吸烟者服用药物剂量的 β-胡萝卜素,其肺癌发病和死亡升高。
效应强度:危险效应,弱效应
已有可靠证据表明,非吸烟者服用药物剂量的 β-胡萝卜素,其肺癌发病或死亡与服用安慰剂者无明显差异。
效应强度:无明显效应。
已有可靠证据表明,服用维生素E补充剂并不能降低肺癌的发生风险。
效应强度:无效应,较强证据支持
Note: Separate PDQ summaries on Lung Cancer Screening; Small Cell Lung Cancer Treatment; Non-Small Cell Lung Cancer Treatment; and Cigarette Smoking: Health Risks and How to Quit are also available.
Lung cancer risk is largely a function of older age combined with extensive cigarette smoking history. Lung cancer is more common in men than women and in those of lower socioeconomic status. Patterns of lung cancer according to demographic characteristics tend to be strongly correlated with historical patterns of cigarette smoking prevalence. An exception to this is the very high rate of lung cancer in African American men, a group whose very high lung cancer death rate is not explainable simply by historical smoking patterns.
In nonsmokers, important lung cancer risk factors are exposure to secondhand smoke, exposure to ionizing radiation, and occupational exposure to lung carcinogens, such as asbestos. Radiation exposures relevant to the general population include environmental exposure to radon and radiation exposures administered in the medical care setting, particularly when administered at high doses, such as radiation therapy to the chest or breast.
Cigarette smoking often interacts with these other factors. There are several examples, including radon exposure and asbestos exposure, in which the combined exposure to cigarette smoke plus another risk factor results in an increase in risk that is much greater than the sum of the risks associated with each factor alone.
Starting with the 1964 Surgeon General’s Report and followed by each subsequent Surgeon General’s Report that has included a review of the evidence on smoking and lung cancer, an enormous body of scientific evidence clearly documents that cigarette smoking causes lung cancer, and that cigarette smoking is the major cause of lung cancer.
Based on solid evidence, cigarette smoking causes lung cancer. The risks of lung cancer associated with cigarette smoking are dose-dependent and increase markedly according to the number of cigarettes smoked per day and the number of years smoked. On average, current smokers have approximately 20 times the risk of lung cancer compared with nonsmokers.
Magnitude of Effect: Increased risk, very large.
Based on solid evidence, exposure to secondhand smoke is an established cause of lung cancer.
Magnitude of Effect: Increased risk, small magnitude. Compared with nonsmokers not exposed to secondhand smoke, nonsmokers exposed to secondhand smoke have approximately a 20% increased risk of lung cancer.
Based on solid evidence, exposure to radiation increases lung cancer incidence and mortality. Cigarette smoking greatly potentiates this effect.
Magnitude of Effect: Increased risk that follows a dose-response gradient, with smaller increases in risk for low levels of exposure and greater increases in risk for high levels of exposure.
Based on solid evidence, workplace exposure to asbestos, arsenic, beryllium, cadmium, chromium, and nickel increases lung cancer incidence and mortality.
Magnitude of Effect: Increased risk, large magnitude (more than fivefold). Risks follow a dose-response gradient, with high-level exposures associated with large increases in risk. Cigarette smoking also potentiates the effect of many of these lung carcinogens so that the risks are even greater in smokers.
Based on solid evidence, exposure to outdoor air pollution, specifically small particles, increases lung cancer incidence and mortality.
Magnitude of Effect: Increased risk; compared with the lowest exposure categories, those in the highest exposure categories have approximately a 40% increased risk of lung cancer.
Based on equivocal evidence, the observed inverse associations between lung cancer and dietary factors, such as fruit and vegetable consumption, are difficult to disentangle from cigarette smoking.
Magnitude of Effect: Inverse association, moderate magnitude, but difficult to determine if true cause-effect association or due to confounding by cigarette smoking.
Based on equivocal evidence, the observed inverse associations between lung cancer and higher levels of physical activity are difficult to disentangle from cigarette smoking.
Magnitude of Effect: Inverse association, moderate magnitude, but difficult to determine if true cause-effect association or due to confounding by cigarette smoking.
Based on solid evidence, cigarette smoking causes lung cancer and therefore, smoking avoidance results in decreased mortality from primary lung cancers.
Magnitude of Effect: Decreased risk, substantial magnitude.
Based on solid evidence, long-term sustained smoking cessation results in decreased incidence of lung cancer and of second primary lung tumors.
Magnitude of Effect: Decreased risk, moderate magnitude.
Based on solid evidence, exposure to secondhand smoke causes lung cancer and therefore, preventing exposure to secondhand smoke results in decreased incidence and mortality from primary lung cancers.
Magnitude of Effect: Decreased risk, small magnitude.
Based on solid evidence, occupational exposures such as asbestos, arsenic, nickel, and chromium are causally associated with lung cancer. Reducing or eliminating workplace exposures to known lung carcinogens would be expected to result in a corresponding decrease in the risk of lung cancer.
Magnitude of Effect: Decreased risk, with a larger effect, the greater the reduction in exposure.
Based on solid evidence, indoor exposure to radon increases lung cancer incidence and mortality, particularly among cigarette smokers. In homes with high radon concentrations, taking steps to prevent radon from entering homes by sealing the basement would be expected to result in a corresponding decrease in the risk of lung cancer.
Magnitude of Effect: Increased risk that follows a dose-response gradient, with small increases in risk for levels experienced in most at-risk homes to greater increases in risk for high-level exposures.
Based on solid evidence, high-intensity smokers who take pharmacologic doses of beta-carotene have an increased lung cancer incidence and mortality that is associated with taking the supplement.
Magnitude of Effect: Increased risk, small magnitude.
Based on solid evidence, nonsmokers who take pharmacological doses of beta-carotene do not experience significantly different lung cancer incidence or mortality compared with taking a placebo.
Magnitude of Effect: No substantive effect.
Based on solid evidence, taking vitamin E supplements does not affect the risk of lung cancer.
Magnitude of Effect: Strong evidence of no association.
肺癌对美国公众的健康影响巨大,据估计,2019年美国合计新发肺癌228,150例 , 死亡142,670 例。
美国每年因肺癌死亡人数超过因结肠癌、乳腺癌和前列腺癌死亡的总数之和。上世纪中叶起,肺癌的发病率和死亡率显著增高,增高趋势起初在男性中较为明显,随后女性肺癌发病率及死亡率也开始增高。在考虑了适当的潜伏期后,肺癌发病率和死亡率的趋势变化与历史上吸烟的流行程度密切相关。自 20 世纪 80 年代中期以来,男性肺癌发病率一直在下降,从 1984 年的102.1/10万的峰值降至 2015 年的 59.6/10万。但女性肺癌发病率在2005年左右才开始下降。
据估计,2019年美国肺癌新发病例数占所有肿瘤发病例数的13%左右,其死亡人数占所有肿瘤死亡的25%左右。肺癌是所有肿瘤相关死亡的首要原因。估计2019 年,将有66,020例美国女性 死于肺癌,而因乳腺癌死亡人数约为 41,760 例。
与其他种族相比,非裔美国人的肺癌发病率和死亡率最高,主要由于非裔美国男性的肺癌发病率非常高。2010 年- 2014 年,黑人男性的肺癌发病率高于白人男性(分别为 83.7/10万与 65.9/10万),而女性的肺癌发病率不存在种族差异(分别为 49/10万与 50.8/10万)。类似地,在同一时间段内,黑人男性的肺癌死亡率高于白人男性(分别为68/10万和 55.9/10万),而黑人女性的肺癌死亡率略低于白人女性(分别为34.6/10万和37.5/10万)。
肺癌对中国人群健康影响巨大。据估计,2015年中国合计新发肺癌78.7万例 , 死亡63.1万例。
中国每年肺癌死亡人数超过结肠癌、乳腺癌和前列腺癌的总和。上世纪中叶起,肺癌的发病率和死亡率显著增高,起初男性较为明显,随后女性肺癌发病率及死亡率也开始增高。这种现象与人群吸烟率的变化密切相关。自 2000年以来,中国男性年龄标化肺癌发病率一直较为平稳,但女性年龄标化肺癌发病率呈现显著上升的趋势,年度变化百分比为0.9。
据估计,2015年中国肺癌占新发癌症病例的20.0 % 左右,约占所有癌症死亡病例的27.0% 。肺癌是所有肿瘤相关死亡的首要原因。约有19.7万例中国女性 死于肺癌,而因乳腺癌死亡人数约为7.0万例。
据估计,2018年中国男性肺癌发病率为34.8/10万,高于女性(16.1/10万)。中国男性肺癌死亡率为43.4/10万,也高于女性(19.0/10万)。不同地区肺癌的发病率也各不相同。与中国西部地区相比,中国东部地区人群,尤其是女性,患肺癌的风险可能更高。2018年,男性肺癌粗死亡率为47.51/10万,女性为22.69/10万。粗死亡率在上海最高,而在西藏和宁夏最低。
手术治疗或放射治疗是早期肺癌的治疗方法。2012年肺癌的5年生存率为18.1%。与女性相比,男性的肺癌生存率较低;与白人相比,黑人的肺癌生存率较低。例如,与白人男性相比,黑人男性的肺癌5年生存率较低(分别为12.5%%与15.4%),与白人女性相比,黑人女性的肺癌5年生存率较低(分别为 18.8%与21.4%)。
2012-2015年,中国人群肺癌5年相对生存率为19.7%。与女性相比,男性肺癌5年生存率较低(25.1% vs 16.8%);与城镇人口相比,中国农村人口肺癌5年生存率较低(23.8% vs 15.4%)。
有假设提出,女性对吸烟引起的肺癌更易感。然而,其他研究比较了不同性别中吸烟与肺癌关联的差异,结果并不支持这一假设。
多种族队列研究的结果表明,同样的烟草暴露水平下,非裔美国人的肺癌发生危险更高。
在非裔美国人中,薄荷味香烟被认为是增加肺癌易感性的一个潜在危险因素。但与吸其他类型香烟相比,并未发现吸薄荷味香烟肺癌发病率更高。
20 世纪肺癌的流行主要是由于吸烟率的增加,吸烟是肺癌的主要病因。美国不同地区的肺癌死亡率差异可达3倍,这或多或少反映了各州间长期存在的吸烟率差异。例如在1996 年-2000 年,肯塔基州的年龄标化肺癌死亡率最高(78/10万),其在2001年的吸烟率为31%;而犹他州吸烟率最低(13%),肺癌死亡率亦是最低( 26/10 万)。
了解致癌机制对制定有效的防治策略至关重要。两个关键的概念是肿瘤发生的多阶段和多区域癌变的形成。根据癌前病变的临床病理推断(如化生和异型增生),肺上皮癌变需经历一系列的步骤,包括起始、促进和进展三个阶段。区域癌变的概念是指反复接触致癌物导致肺内多个独立的肿瘤病变发生。如吸烟所致的呼吸消化道肿瘤,可在接触致癌物的区域内发生多个独立起源的癌前病变。上述多阶段和多区域癌变的概念为肿瘤的预防性研究提供了理论基础。
肺癌及许多其他癌症最主要的危险因素是吸烟。
流行病学数据证实,吸烟是肺癌最主要的病因。自 20 世纪 60 年代英国和美国国家报告中首次报道吸烟增加癌症风险以来,这一因果关联已得到广泛认可。
一项来自于瑞士的人群研究表明,吸烟男性的肺癌终生危险估计值为 15%,吸烟女性为 12%,而不吸烟者为 2% 或更低。
据估计,吸烟对男女性肺癌的归因危险度百分比分别为 90% 和 78%。近年来,卷烟的制作方式已发生改变,但并无证据表明这类卷烟中的低焦油或低尼古丁可降低肺癌发生危险。
由于人群中吸烟率高、吸烟者倾向于频繁吸烟,因此吸烟是导致肺癌发生的最主要病因。但多项病例对照和队列研究结果表明,雪茄和烟斗使用也是肺癌发生的独立危险因素。
由于吸雪茄在美国的越来越普遍,雪茄引起肺癌的风险尤其值得关注。
肺癌的发生是多步骤癌变的结果。长期暴露于致癌物(如香烟烟雾中的致癌物)引起的遗传损伤可驱动多步骤癌变过程。已有证据表明,烟草暴露与人肺组织中 DNA 加合物的形成相关。这些分子标志物的发现证实了吸烟暴露可导致肺癌发生。
二手烟也是肺癌的明确病因。
二手烟与直接吸烟的烟雾成分相同,但绝对浓度较低,约为直接吸烟的 1%-10% 。研究发现,接触二手烟暴露的个体,其烟草暴露相关的生物标志物水平升高,包括尿可替宁、尿 4-(甲基亚硝胺)-1-(3-吡啶基)-1-丁酮 (NNK) 代谢物以及致癌物与蛋白的加合物等。
肺癌家族史是肺癌的危险因素。meta分析结果表明,有肺癌家族史的个体,其肺癌发生风险是无家族史者的约2倍。
吸烟行为常在家庭中发生,可导致家庭成员发生二手烟暴露。因此,尚难以确定肺癌家族史是否完全代表肺癌发生中的遗传易感效应,这一关联可能会受吸烟暴露的影响。
HIV 感染与肺癌存在统计学关联。一项基于13 项研究的meta 分析表明,HIV 感染者肺癌发生风险是非 HIV 感染者的 2.6 倍(标化发病率比为2.6;95% CI,2.1-3.1)。
HIV 感染有可能增加肺癌易感性,但也可能由于HIV感染者(研究估计介于 59%-96%之间)吸烟率高于一般人群(吸烟率约为 20%)所致。因此,这一关联的临床意义还有待进一步阐明。
除烟草暴露以外,其他多种环境暴露也与肺癌发生相关,但这些暴露致肺癌发生的效应较烟草暴露低。职业暴露研究已报道了多种致肺癌物。总体而言,职业暴露的归因危险度约为 10%。
致癌物包括石棉、氡、焦油和煤烟(多环芳烃的来源)、砷、铬、镍、铍和镉。
许多工作场所中的致癌物与吸烟存在协同交互作用,进一步增加肺癌发病风险。
在发达国家,这些工作场所致癌物的暴露在很大程度上已得到控制。
研究表明,高剂量的电离辐射暴露是肺癌的病因之一。
肺癌相关的辐射包括:高能电离电磁辐射(如x射线和γ射线)和粒子(如α粒子和中子)。
日本原爆幸存者的早期研究报道, 单次高剂量γ射线暴露可增加肺癌的发生风险,且呈剂量依赖性。
研究者对接受放射治疗的多种疾病患者也进行了肺癌发生风险的评估。结果发现,肺结核患者进行气胸治疗和多次透视后,累积辐射剂量可达85rad(0.85 Gy)。 我们很难发现与这类暴露相关的肺癌风险。
与此相反,已有明确证据表明癌症患者的胸部放疗可增加肺癌的发生危险,且呈剂量反应关系,证据最充分的是乳腺癌和霍奇金淋巴瘤。
与非吸烟者相比,吸烟者在接受放射治疗后肺癌发生风险更大。
辐射暴露与肺癌的关联对于美国等发达国家的人群具有较重要的影响。在这些国家,计算机断层扫描(CT)日益普遍,可能会导致人群肺癌发病率增加。
考虑到电离辐射暴露对肺癌发生的影响,研究人员建议,在肿瘤筛查中应减少电离辐射相关筛查项目,将风险降至最低。例如可使用低剂量螺旋CT代替高剂量CT筛查肺癌。
由于机体可将能量储存在组织中,因此在等效剂量下,粒子(如α粒子)可比辐射(如x射线)产生更大的生物损伤。
氡暴露是一个公共卫生问题,它是α粒子的主要来源。氡是铀衰变过程中自然产生的惰性气体。一些基于地下铀矿工人的研究表明,氡暴露可导致肺癌发生。
肺癌风险在吸烟的矿工中大幅增加。
氡可从土壤中析出并进入建筑物,是一种在人群中普遍存在的暴露因素,因此具有广泛的社会意义。
氡暴露所致肺癌效应大小因估计方法和各国氡暴露水平不同而有所差异,但其在不吸烟者和吸烟者中的归因危险度百分比的中位数估计值分别为26%(范围:13%-50%)和10%(范围:7%-13%)。
吸烟与氡暴露存在协同交互作用,因此,相比于非吸烟者,吸烟合并氡暴露者肺癌发生风险明显更高。
对于氡浓度高的场所,可以密封地下室以防止氡气反渗。
早期病例对照和队列研究并未发现空气污染与肺癌相关,但现有证据已提示两者间存在因果关联。
值得一提的是,两项前瞻性队列研究发现空气污染与肺癌风险存在较弱的关联。一项来自美国六个城市的长期前瞻性队列发现,细颗粒物每增加10微克/立方米,肺癌死亡风险增加27%(95%CI, 0.96-1.69)。
美国癌症协会癌症预防研究II的数据表明,调整职业暴露和上述因素后,与污染最轻的地区相比,硫酸盐浓度较高地区的人群患肺癌风险显著升高(调整后RR,1.4;95%CI,1.1–1.7)
此报告的后续更新发现,细颗粒物浓度每增加10μg/m3,肺癌风险增加14%。
目前,越来越多的证据支持空气污染成分与肺癌死亡率增高相关,尤其是来自于亚洲、新西兰和欧洲的报告,记录了某些颗粒物暴露可增加肺癌的危险。
已有一些研究报道了饮食可能与肺癌相关,但由于吸烟者的饮食习惯往往不如非吸烟者健康,难以区分该关联中两者的独立效应。因此,在分析肺癌与饮食因素的关联时,必须要考虑是否存在吸烟的混杂作用。
水果蔬菜、微量营养素等与肺癌的关联是目前研究的焦点;此外,也有研究关注体格测量指标与肺癌的关联,发现与体质指数较高者相比,瘦人患肺癌的风险增加。
一项Meta分析发现,仅重度饮酒(每天饮酒量超过大约一杯)可增加肺癌的发生危险。
一项meta分析表明,高水平体力活动可预防肺癌发生。
关于体力活动的证据差异较大,但有数项研究报告称,体力活动较多者肺癌发生风险明显低于久坐者。
即使调整吸烟后亦是如此。WCRF将体力活动与肺癌之间的反向关联评定为有限的提示性证据。
尽管相关研究结果一致,但由于吸烟者和非吸烟者的体力活动程度分布不同,很难推断体力活动与肺癌风险之间是否存在直接关联。
在吸烟率较高的国家,约10%-20%的肺癌病例为非吸烟者。
氡和二手烟暴露是非吸烟者肺癌的明确病因。石棉、氡以外来源的电离辐射、煤或其他固体燃料燃烧造成的室内空气污染暴露,均可增加非吸烟者的肺癌发生风险。
体力活动、饮食饮酒等因素与非吸烟者肺癌的关联研究较少,但一般认为,这些因素与肺癌的关联在非吸烟和吸烟人群中无明显差异。
然而,吸烟人群的流行病学分析无法完全控制吸烟的混杂作用,而且非吸烟者和吸烟者的肺癌致病机制存在差异,因此在将吸烟者的结果外推至非吸烟者时,须慎重考虑。
吸烟成瘾对于公众健康危害极大。与非吸烟者相比,吸烟者肺癌(及许多其他恶性肿瘤)发生风险与吸烟量存在明显的剂量反应关系。
据估计,约85%的肺癌死亡可归因于吸烟,戒烟则会给个体带来显著获益。(更多信息请参阅关于吸烟: 健康风险和如何戒烟的PDQ总结。)避免吸烟是预防肺癌最有效的措施。戒烟对肺癌的预防效果取决于既往吸烟年限、强度以及戒烟年限。有研究称,与持续吸烟者相比,戒烟10年后肺癌死亡率可降低30%-60%。
虽然长期戒烟可以大大降低肺癌的死亡率,但其风险仍高于非吸烟者。
这进一步强调了劝阻青少年吸烟的重要性。
全人群水平的烟草控制提供了强有力的准实验证据,表明减少人群水平的烟草暴露可降低肺癌发病率。由于吸烟人数的减少和戒烟人数的增加,烟草消费减少,使得男性年龄标化肺癌死亡率从上世纪80年代中期开始下降,这与男性吸烟率从60年代以来持续下降相吻合。
肺癌发病时间趋势的性别差异反映了:(1)与男性相比,女性吸烟较晚;(2)与男性相比,女性吸烟率的下降较晚。
尼古丁成瘾使得吸烟者以剂量依赖的方式暴露于致癌物及可引起DNA损伤的物质,进而导致肺癌发生。
戒除尼古丁成瘾往往极为困难。美国卫生保健研究与质量管理机构(前卫生保健政策和研究机构[AHCPR])为尼古丁成瘾者和医疗保健人员制定了一套临床戒烟指南。
此指南包括六项主要内容:
许多药物对于戒烟效果显著,包括尼古丁替代治疗(如口香糖、贴片、喷雾剂、含片和吸入器)和其他戒烟药物治疗(如伐尼克兰和安非他酮)等。基于110项随机试验的综合分析显示,个体单独或联合使用6个月的尼古丁替代物,其戒烟率相较于安慰剂组显著增加(RR,1.58;95%CI,1.50-1.66)。
自从AHCPR指南出版以来,已有越来越多的研究发现戒烟药物治疗有效。
戒烟治疗时,应综合考虑多种因素选择个体化的方案,包括既往吸烟情况、个人意愿和潜在的药物副作用等。(更多关于戒烟药物治疗的信息,请参阅关于“吸烟:健康危害及如何戒烟”的PDQ总结。)
除了关注个体戒烟,地区和国家水平的一些烟草控制策略也可有效降低吸烟率。这些策略包括:
一项基于50多项研究的综合分析发现,工作场所立法禁烟可显著减少人群二手烟暴露时间(减少71%-100%)和暴露率(减少22%-85%),尤其对于酒店工作人员而言,效果更明显。
研究显示,工作场所尼古丁、粉尘、苯和颗粒物水平下降与禁烟立法有关。以呼吸系统、感觉症状和住院情况等健康相关指标作为结局,合计25项研究均发现禁烟立法后心脏病住院次数减少。此外,有证据表明,工作场所立法禁烟也可降低主动吸烟率。例如,有数据表明,某地区立法禁烟后吸烟率降低了32%,而未立法禁烟的地区吸烟率只降低了2.8%。
除吸烟和被动吸烟外,石棉、砷、镍、铬等致癌物的职业暴露是造成肺癌的最主要因素。数据表明,这些职业暴露合计可导致9%-15%的肺癌死亡。
减少或完全消除已知肺致癌物的工作场所暴露,可相应地降低肺癌的发生风险。因此,在美国等已采取职业暴露保护的国家,因职业暴露所致的肺癌病例正在逐渐减少。
1994年,美国国家癌症研究所(NCI)首次发表了α -生育酚和β-胡萝卜素癌症预防(ATBC)试验的结果。
这项试验纳入了29133名年龄在50到69岁之间的芬兰男性吸烟者。通过α-生育酚(50mg/天)和β-胡萝卜素(20mg/天)的2×2析因设计,受试者被随机分到其中一组:β-胡萝卜素组、α-生育酚组、β-胡萝卜素+α-生育酚组和安慰剂组,随访期限为5-8年。结果表明,服用β-胡萝卜素(或β-胡萝卜素+α-生育酚组)的受试者肺癌发病率(RR, 1.18;95% CI, 1.03-1.36)和总死亡率(RR, 1.08;95%CI,1.01-1.16)相较于其他组更高。这一效应可能与重度吸烟和重度饮酒有关。
服用α-生育酚对肺癌发生无影响(RR,0.99;95%CI,0.87-1.13)。
1996年,美国发表了β-胡萝卜素和视黄醇疗效试验(CARET)的结果。
这项多中心试验纳入了18,314名吸烟者、戒烟者和石棉工人。研究对象随机分组至β-胡萝卜素组(剂量为30mg/天,大于ATBC试验的剂量)、视黄醇棕榈酸酯组(25,000 IU/天)或安慰剂组,研究终点为肺癌发病率。该研究最终验证了ATBC试验的结果,即服用β-胡萝卜素可增加肺癌发病率 (RR, 1.28; 95% CI, 1.04–1.57) 和总死亡率(RR, 1.17; 95% CI, 1.03–1.33)。鉴于此,数据监察委员会和NCI提前终止了此试验。在干预终止后,随访发现该效应随着时间逐渐减弱:经过6年的随访,肺癌发病率和总死亡率的RR分别为1.12 (95% CI, 0.97–1.31) 和1.08 (95% CI, 0.99–1.71)。亚组分析表明,无论哪种结局指标,女性的危险性均高于男性,但具体原因尚不清楚。
ATBC和CARET试验的总体发现
这两项研究纳入了超过47,000 名研究对象,结果表明在重度吸烟者中,服用药物剂量的β-胡萝卜素可增加肺癌风险,但这一关联的机制尚不清楚。而在中度吸烟者(每天少于一包)或戒烟者中,肺癌发生风险并未增加。其他研究证据,如内科医师健康研究(PHS)并未发现服用β-胡萝卜素会增加非吸烟者肺癌的发生风险。后期对上述研究对象的进一步分析发现,血浆高β-胡萝卜素水平对机体的益处可能来源于水果和蔬菜摄入的增加。这些结果表明了随机对照试验(RCTs)对证实因果关联的重要性。
有研究探讨了化学药物预防肺癌的可能性。化学预防是指在恶性肿瘤发生之前,利用特定的天然或合成化学药物逆转、抑制或预防肿瘤发生。迄今为止,研究已对微量营养素,如β-胡萝卜素和维生素E对肺癌的预防效果进行了评估。
另外两项β-胡萝卜素的随机对照试验是在肺癌非高风险人群中进行的。PHS研究目的是探讨β-胡萝卜素和阿司匹林对癌症和心血管疾病的影响,该研究是一项随机、双盲、安慰剂对照试验,始于1982年,纳入了22,071名年龄在40岁-84岁之间的男性内科医生。经过12年的随访发现,吸烟者(研究人群的11%)或戒烟者(研究人群的39%)中β-胡萝卜素与肺癌发生风险无关 (RR, 0.98)。
在妇女健康研究(WHS)中,约40000名女性医务人员被随机分到两组,一组为隔天服用50mgβ-胡萝卜素组,另一组为安慰剂组。经过2.1年的随访发现,服用β-胡萝卜素组肺癌新发病例高于安慰剂组,分别为30例和21例,表明β-胡萝卜素不能发挥预防肺癌的作用。
随机对照试验的证据证实,服用β-胡萝卜素并不会降低非高风险人群肺癌的发生风险。
心脏结局预防评估(HOPE)试验始于1993年,持续随访至2003年。在这项随机对照试验中,血管疾病或糖尿病患者(55岁或55岁以上),被随机分配至补充400 IU维生素E组或安慰剂组。经过7年随访发现,维生素E组的肺癌发病率(1.4%)显著低于安慰剂组(2.0%)(RR,0.72;95%CI,0.53–0.98)。
然而,该保护效应需结合其他随机试验的证据进行解释。在ATBC研究中,补充α-生育酚对肺癌发病率无影响(RR,0.99;95%CI,0.87-1.13)。WHS研究中,隔天服用600 IU的维生素E对肺癌并无保护作用(RR,1.09;95%CI,0.83-1.44)。
医学研究会与英国心脏基金会心脏保护研究(HPS)是一项随机、安慰剂对照试验,研究对象为20,536名患有冠状动脉疾病、其他闭塞性动脉疾病或糖尿病的英国成年人,主要探讨补充维生素E、维生素C和beta-胡萝卜素等抗氧化剂的效果。该试验于1994年开始招募研究对象,随访至2001年,结果显示,与安慰剂组相比,维生素组肺癌发病率(1.6%)略高于安慰机组(1.4%)。
综合ATBC、HPS和HOPE-TOO研究关于维生素E与肺癌发病的关联结果,总OR为0.97(95%CI,0.87-1.08),
而加入WHS研究后,关联更接近于零。综上,补充维生素E对肺癌发病风险没有影响。
Lung cancer has a tremendous impact on the health of the American public, with an estimated 228,150 new cases and 142,670 deaths predicted in 2019 in men and women combined.
Lung cancer causes more deaths per year in the United States than do colon, breast, and prostate cancers combined. Lung cancer incidence and mortality rates increased markedly throughout most of the last century, first in men and then in women. The trends in lung cancer incidence and mortality rates have closely mirrored historical patterns of smoking prevalence, after accounting for an appropriate latency period. Because of historical differences in smoking prevalence between men and women, lung cancer rates in men have been consistently declining since the mid-1980s, but rates in women have only been declining since the mid-2000s. The incidence rate in men declined from a high of 102.1 cases per 100,000 men in 1984 to 59.6 cases per 100,000 men in 2015.
In the United States, it is estimated that lung cancer will account for about 13% of new cancer cases and about 25% of all cancer deaths in 2019. Lung cancer is the leading cause of cancer deaths in both men and women. In 2019, it is estimated that 66,020 deaths will occur among U.S. women due to lung cancer, compared with 41,760 deaths due to breast cancer.
Lung cancer incidence and mortality is highest in African Americans compared with any other racial/ethnic group in the United States, primarily due to the very high rates in African American men. Between 2010 and 2014, the incidence rate in black men was higher than in white men (83.7 vs. 65.9 cases per 100,000 men, respectively), whereas among women no racial difference in incidence rates was present (49 vs. 50.8 cases per 100,000 women, respectively). Similarly, the mortality rates among black men were higher than among white men during the same time frame (68 vs. 55.9 deaths per 100,000 men, respectively), whereas the mortality rates among black women were lower than among white women (34.6 vs. 37.5 deaths per 100,000 women, respectively).
Surgical treatment or radiation therapy is the treatment of choice for early stages of cancer.
The overall 5-year relative survival rate from lung cancer was 18.1% in 2012. Lung cancer survival is worse for men compared with women and for blacks compared with whites. For example, 5-year lung cancer survival was lower in black men compared with white men (12.5% vs. 15.4%, respectively) and lower in black women compared with white women (18.8% vs. 21.4%, respectively).
The hypothesis has been proposed that women may be more susceptible than men to smoking-caused lung cancer. However, the results of studies that have compared the association between smoking and lung cancer in men and women using appropriate comparisons do not support this hypothesis.
The results of the Multi-Ethnic Cohort Study indicated that for a given degree of cigarette smoking, African Americans had a higher risk of lung cancer compared with other racial/ethnic groups.
Menthol cigarettes have been hypothesized as one potential factor contributing to the observed greater susceptibility to smoking-caused lung cancer in African Americans, but menthol cigarettes have not been observed to be associated with a higher risk of lung cancer than nonmenthol cigarettes.
The epidemic of lung cancer in the 20th century was primarily due to increases in cigarette smoking, the predominant cause of lung cancer. The threefold variation in lung cancer mortality rates across the United States more or less parallels long-standing state-specific differences in the prevalence of cigarette smoking. For example, average annual age-adjusted lung cancer death rates for 1996 to 2000 were highest in Kentucky (78 deaths per 100,000 individuals) where 31% were current smokers in 2001; whereas the lung cancer death rates were lowest in Utah (26 deaths per 100,000 individuals), which had the lowest prevalence of cigarette smoking (13%).
Understanding the biology of carcinogenesis is crucial to the development of effective prevention and treatment strategies. Two important concepts in this regard are the multistep nature of carcinogenesis and the diffuse field-wide carcinogenic process. Epithelial cancers in the lung appear to develop in a series of steps extending over years. Epithelial carcinogenesis is conceptually divided into three phases: initiation, promotion, and progression. This process has been inferred from human studies identifying clinical-histological premalignant lesions (e.g., metaplasia and dysplasia). The concept of field carcinogenesis is that multiple independent neoplastic lesions occurring within the lung can result from repeated exposure to carcinogens, primarily tobacco. Patients developing cancers of the aerodigestive tract secondary to cigarette smoke also are likely to have multiple premalignant lesions of independent origin within the carcinogen-exposed field. The concepts of multistep and field carcinogenesis provide a model for prevention studies.
The most important risk factor for lung cancer (and for many other cancers) is cigarette smoking.
Epidemiologic data have established that cigarette smoking is the predominant cause of lung cancer. This causative link has been widely recognized since the 1960s, when national reports in Great Britain and the United States brought the cancer risk of smoking prominently to the public’s attention.
The lifetime risk of lung cancer was estimated in a Swiss population to be 15% in men who smoke and 12% in women who smoke, compared with 2% or less in nonsmokers.
The percentages of lung cancers estimated to be caused by tobacco smoking in males and females are 90% and 78%, respectively. The manufactured cigarette has changed over time, but there is no evidence to suggest that changes such as low tar or low nicotine cigarettes have resulted in reduced lung cancer risks.
Cigarette smoking is the most important contributor to the lung cancer burden because of its high prevalence of use and because cigarette smokers tend to smoke frequently, but cigar and pipe smoking have also been associated independently in case-control and cohort studies with increased lung cancer risk.
The cigar risks are of particular concern because of the increased prevalence of cigar use in the United States.
The development of lung cancer is the culmination of multistep carcinogenesis. Genetic damage caused by chronic exposure to carcinogens, such as those in cigarette smoke, is the driving force behind the multistep process. Evidence of genetic damage is the association of cigarette smoking with the formation of the DNA adducts in human lung tissue. A strong link between tobacco smoke and lung carcinogenesis has been established by molecular data.
Secondhand tobacco smoke is also an established cause of lung cancer.
Secondhand smoke has the same components as inhaled mainstream smoke, though in lower absolute concentrations, between 1% and 10% depending on the constituent. Elevated biomarkers of tobacco exposure, including urinary cotinine, urinary 4-(methylnitrosamino)-1-(3-pyridyl)-1-butanone (NNK) metabolites, and carcinogen-protein adducts, are seen in those who are exposed to secondhand cigarette smoke.
A positive family history of lung cancer is a risk factor for lung cancer. The results of a meta-analysis of epidemiologic studies indicated that those with a positive family history of lung cancer were at approximately twice the risk of lung cancer compared with those with no affected relatives.
Cigarette smoking behavior tends to run in families and family members are exposed to secondhand smoke, so the extent to which measured family history represents a genetic predisposition to lung cancer independent of the shared risk factor of cigarette smoking is uncertain.
HIV infection has been observed to be statistically associated with an increased lung cancer risk; for example, the results of a meta-analysis of 13 studies indicated HIV-infected individuals had a 2.6-fold higher risk of lung cancer than non-HIV-infected individuals (standard incidence ratio, 2.6; 95% confidence interval [CI], 2.1–3.1).
The clinical significance of this association remains to be elucidated, as it raises the possibility that HIV infection increases susceptibility to lung cancer, but may merely reflect the high smoking prevalence (study estimates ranged from 59% to 96%) among those infected with HIV compared with the general population (smoking prevalence approximately 20%).
Several environmental exposures other than tobacco smoke are causally associated with lung cancer, but the proportion of the lung cancer burden due to these exposures is small compared with cigarette smoking. Many lung carcinogens have been identified in studies of high occupational exposures. Considered in total, occupational exposures have been estimated to account for approximately 10% of lung cancers.
These carcinogens include asbestos, radon, tar and soot (sources of polycyclic aromatic hydrocarbons), arsenic, chromium, nickel, beryllium, and cadmium.
For many of these workplace carcinogens, cigarette smoking interacts synergistically to increase the risk.
In developed countries, workplace exposures to these agents have largely been controlled.
Based on studies of populations exposed to high doses of radiation, lung cancer has been determined to be one of the cancers that is causally associated with exposure to ionizing radiation.
Two types of radiation that are relevant to lung cancer include high-energy ionizing electromagnetic radiation (such as x-rays and gamma rays) and particles (such as alpha particles and neutrons).
An important early source of data about radiation exposure came from studies of atomic bomb survivors in Japan; these studies demonstrated that a single high-dose exposure to gamma rays is sufficient to increase the risk of lung cancer in a dose-dependent fashion.
Lung cancer risk in patients treated with radiation for a number of medical conditions has also been evaluated. Studies of patients with tuberculosis who were treated with pneumothorax and monitored with frequent fluoroscopy, with resulting cumulative radiation doses of about 85 rads (0.85 Gy) staggered over time, indicated that any lung cancer risks associated with this exposure pattern, if they exist, are difficult to detect.
In contrast, the results of many studies provide clear-cut evidence that radiation therapy to the chest to treat cancer results in an increased risk of lung cancer in a dose-dependent manner. The evidence is most abundant for breast cancer and Hodgkin lymphoma.
The risk of lung cancer after radiation therapy is amplified among patients who smoke cigarettes, as compared with nonsmokers.
The association between radiation exposure and lung cancer has implications for the general population in countries such as the United States, where computed tomography (CT) scans are relatively common and may contribute to an excess of cancer at the population level.
In light of the established association between exposure to ionizing radiation and lung cancer risk, researchers have urged caution to minimize risks when cancer screening involves ionizing radiation exposure, such as using of low-dose spiral CT screening for lung cancer instead of higher-dose techniques.
Because they deposit concentrated energy in tissue, particles (e.g., alpha particles) produce more biological damage at an equivalent dose than radiation (e.g., x-rays).
A public health concern is radon, the primary source of alpha particles. Radon is an inert gas produced naturally in the decay series of uranium. Along with other supportive scientific evidence, studies of underground uranium miners exposed to very high levels of radon have demonstrated that radon exposure causes lung cancer.
This effect is amplified considerably in miners who smoke.
Radon has broader societal interest because it can enter buildings as a soil-derived gas and is a prevalent population-level exposure.
Estimates of the proportion of lung cancer deaths attributable to indoor exposure to radon vary by method of estimation and by the levels of radon exposure in a country, but the median estimates are 26% for lifelong nonsmokers (range 13%–50%) and 10% for ever smokers (range 7%–13%).
Because of a synergistic interaction between cigarette smoking and radon exposure, the radon-associated risk of lung cancer among smokers is considerably greater than for nonsmokers.
The prevention strategy for residents of homes with high radon concentrations is to have the basement sealed to prevent radon gas from leaking into the home.
Although early evidence from case-control and cohort studies did not support an association between air pollution and lung cancer, the evidence now points to a genuine association.
In particular, two prospective cohort studies provide evidence to suggest that air pollution is weakly associated with the risk of lung cancer. In an extended follow-up of a study of six U.S. cities, the adjusted relative risk (RR) of lung cancer mortality for each 10 µg/m3 increase in concentration of fine-particulate was 1.27 (95% CI, 0.96–1.69).
Using data from the American Cancer Society's Cancer Prevention Study II, it was observed that compared with the least polluted areas, residence in areas with high sulfate concentrations was associated with an increased risk of lung cancer (adjusted RR, 1.4; 95% CI, 1.1–1.7) after adjustment for occupational exposures and the factors mentioned above.
In a subsequent update to this report, the risk of lung cancer was observed to increase 14% for each 10 μg/m3 increase in concentration of fine particles.
The evidence indicating an association between constituents of ambient air pollution and increased lung cancer mortality continues to strengthen, with reports from Asia, New Zealand, and Europe, documenting increased risks with exposure to certain components of particulate matter.
Studies of dietary factors have yielded intriguing findings, but because the diets of smokers tend to be less healthy than those of nonsmokers, it is challenging to separate the influence of dietary factors from the effects of smoking. When considering the relationships between lung cancer and dietary factors, confounding factors related to cigarette smoking cannot be dismissed as a possible explanation.
While the focus has been on fruit and vegetable consumption and micronutrients, a wide range of dietary and anthropometric factors have been investigated. Anthropometric measures have been studied, indicating a tendency for leaner persons to have increased lung cancer risk relative to those with greater body mass index.
The results of a meta-analysis showed that alcohol drinking in the highest consumption categories only (in excess of about a drink a day) was associated with an increased risk of lung cancer.
A meta-analysis of leisure-time physical activity and lung cancer risk revealed that higher levels of physical activity protect against lung cancer.
The overall evidence for physical activity has been mixed, but several studies have reported that individuals who are more physically active have a lower risk of lung cancer than those who are more sedentary,
even after adjustment for cigarette smoking. The WCRF evidence review rated the inverse association between physical activity and lung cancer as limited suggestive evidence.
Studies of physical activity yield findings consistent with an inverse association, but because physical activity behaviors differ between smokers and nonsmokers, it is difficult to infer that there is a direct relationship between physical activity and lung cancer risk.
In countries where cigarette smoking is common, about 10% to 20% of lung cancer cases occur in never smokers.
Radon and second-hand smoke exposure are established causes of lung cancer in never smokers. An increase in lung cancer risk among never smokers also has been observed with exposure to asbestos, ionizing radiation from sources other than radon, and indoor air pollution caused by combustion of coal or other solid fuel.
Limited data are available about the association of lung cancer in never smokers with physical activity, diet, alcohol, and anthropometry, yet they typically suggest that the relationships do not differ markedly from those in ever smokers.
Nevertheless, the inability to fully control for confounding by smoking in epidemiologic analyses of ever smokers and the possibility of different lung cancer causal pathways from never and ever smokers warrants care when extrapolating results for ever smokers to never smokers.
Substantial harm to public health accrues from addiction to cigarette smoking. Compared with nonsmokers, smokers experience a dose-dependent increase in the risk of developing lung cancer (and many other malignancies).
Approximately 85% of all lung cancer deaths are estimated to be attributed to cigarette smoking. Substantial benefits accrue to the smoker by quitting smoking. (Refer to the PDQ summary on Cigarette Smoking: Health Risks and How to Quit for more information.) Avoidance of tobacco use is the most effective measure to prevent lung cancer. The preventive effect of smoking cessation depends on the duration and intensity of prior smoking and upon time since cessation. Compared with the risk in persistent smokers, a 30% to 60% reduction in lung cancer mortality risk has been noted after 10 years of cessation.
Although lung cancer mortality risk can be greatly reduced by quitting for a long period of time, the risk will never be as low as the risk in nonsmokers.
This emphasizes the importance of discouraging smoking initiation in young people.
The benefits of tobacco control at the population level provide strong quasi-experimental evidence that reducing population-level exposure to cigarettes has resulted in population-level declines in the occurrence of lung cancer. Reduced tobacco consumption, resulting from decreases in smoking initiation and increases in smoking cessation, led to a decline in overall age-adjusted lung cancer mortality among men since the mid-1980s, consistent with reductions in smoking prevalence among men since the 1960s.
Gender differences in time trends for lung cancer are a reflection of (1) the later adoption of cigarette smoking in women compared with men and (2) the later reduction in smoking prevalence among women compared with men.
Nicotine dependence exposes smokers in a dose-dependent fashion to carcinogenic and genotoxic elements that cause lung cancer.
Overcoming nicotine dependence is often extremely difficult. The Agency for Healthcare Research and Quality (formerly the Agency for Health Care Policy and Research [AHCPR]) developed a set of clinical smoking-cessation guidelines for helping nicotine-dependent patients and health care providers.
The six major elements of the guidelines include the following:
Many pharmacotherapies for smoking cessation, including nicotine replacement therapies (e.g., gum, patch, spray, lozenge, and inhaler) and other smoking cessation pharmacotherapies (e.g., varenicline and bupropion), result in statistically significant increases in smoking cessation rates compared with placebo. Based on a synthesis of the results of 110 randomized trials, nicotine replacement therapy treatments, alone or in combination, improve cessation rates over placebos after 6 months (RR, 1.58; 95% CI, 1.50–1.66).
Since the AHCPR guidelines were published, additional evidence of the effectiveness of such pharmacotherapies for smoking cessation has been published.
The choice of therapy should be individualized based on a number of factors, including past experience, preference, and potential agent side effects. (Refer to the PDQ summary on Cigarette Smoking: Health Risks and How to Quit for more information on pharmacotherapy for smoking cessation.)
In addition to individually focused cessation efforts, a number of tobacco control strategies at the community, state, and national level have been credited with reducing the prevalence of smoking. Strategies include the following:
A review of more than 50 studies found that smoke-free workplace legislation was consistently associated with reduced secondhand smoke exposure, whether measured in reduced time of exposure (71%–100% reduction) or prevalence of persons exposed to secondhand smoke (22%–85% reduction), with particularly marked reductions among hospitality workers.
Smoke-free workplace legislation was associated with consistent and statistically significant reductions in levels of nicotine, dust, benzene, and particulate matter. Health indicators including respiratory systems, sensory symptoms, and hospital admissions were reported as outcomes in 25 studies. With respect to health outcomes, a consistent finding was reduced hospital admissions for cardiac events. Evidence suggested that smoke-free workplace legislation may also result in reduced prevalence of active cigarette smoking; for example, one study observed a 32% decreased smoking prevalence in a county that enacted smoke-free workplace legislation compared with a 2.8% decrease in nearby counties with no smoke-free workplace legislation.
After cigarette smoking and exposure to secondhand smoke, occupational exposure to lung carcinogens, such as asbestos, arsenic, nickel, and chromium, is the most important contributor to the lung cancer burden. When occupational exposure to lung carcinogens are all considered together, 9% to 15% of all lung cancer deaths can be attributed to occupational exposure to lung carcinogens.
Reducing or eliminating workplace exposures to known lung carcinogens would be expected to result in a corresponding decrease in the risk of lung cancer. Consequently, the proportion of the lung cancer burden attributable to occupational exposures is declining over time in countries like the United States that have taken steps to protect the workforce from exposure to known lung carcinogens.
Results of the National Cancer Institute (NCI) Alpha-Tocopherol, Beta-Carotene Cancer Prevention (ATBC) trial were first published in 1994.
This trial included 29,133 Finnish male chronic smokers aged 50 to 69 years in a 2 × 2 factorial design of alpha-tocopherol (50 mg/day) and beta-carotene (20 mg/day). Subjects were randomly assigned to one of the following four groups for 5 to 8 years: beta-carotene alone, alpha-tocopherol alone, beta-carotene plus alpha-tocopherol, or placebo. Subjects receiving beta-carotene (alone or with alpha-tocopherol) had a higher incidence of lung cancer (RR, 1.18; 95% CI, 1.03–1.36) and higher total mortality (RR, 1.08; 95% CI, 1.01–1.16). This effect appeared to be associated with heavier smoking (one or more packs/day) and alcohol intake (at least one drink/day).
Supplementation with alpha-tocopherol produced no overall effect on lung cancer (RR, 0.99; 95% CI, 0.87–1.13).
In 1996, the results of the U.S. Beta-Carotene and Retinol Efficacy Trial (CARET) were published.
This multicenter trial involved 18,314 smokers, former smokers, and asbestos-exposed workers who were randomly assigned to beta-carotene (at a higher dose than the ATBC trial, 30 mg/day) plus retinyl palmitate (25,000 IU/day) or placebo. The primary endpoint was lung cancer incidence. The trial was terminated early by the Data Monitoring Committee and NCI because its results confirmed the ATBC finding of a harmful effect of beta-carotene over that of placebo, which increased lung cancer incidence (RR, 1.28; 95% CI, 1.04–1.57) and total mortality (RR, 1.17; 95% CI, 1.03–1.33). In a follow-up study of CARET participants after the intervention discontinued, these effects attenuated for a period of time. After 6 years of postintervention follow-up, the postintervention RR for lung cancer incidence was 1.12 (95% CI, 0.97–1.31) and for total mortality was 1.08 (95% CI, 0.99–1.71). During the postintervention phase a larger RR among women, rather than men, emerged for both outcomes in subgroup analyses; the reason for this observation, if reliable, is not known.
The overall findings from the ATBC and CARET
studies, which include over 47,000 subjects, demonstrated that pharmacological doses of beta-carotene increase lung cancer risk in relatively high-intensity smokers. The mechanism of this adverse effect is not known. Lung cancer risks were not increased in subsets of moderate-intensity smokers (less than a pack per day) in the ATBC study, or in former smokers in the CARET study. Evidence from other studies, such as the Physicians’ Health Study (PHS), does not indicate that beta-carotene supplementation increases lung cancer risk in nonsmokers. Subsequent analyses of participants in these trials and cohorts suggest that the beneficial outcomes associated with high beta-carotene plasma levels may be due to increased dietary intake of fruits and vegetables. These findings show the importance of randomized controlled trials (RCTs) to confirm epidemiologic studies.
Studies have examined whether it is possible to prevent cancer development in the lung using chemopreventive agents. Chemoprevention is defined as the use of specific natural or synthetic chemical agents to reverse, suppress, or prevent carcinogenesis before the development of invasive malignancy. So far, agents tested for efficacy in lung cancer chemoprevention have been micronutrients, such as beta-carotene and vitamin E.
Two other RCTs of beta-carotene were carried out in populations that were not at excess risk of lung cancer. The PHS was designed to study the effects of beta-carotene and aspirin in cancer and cardiovascular disease. The study is a randomized, double-blind, placebo-controlled trial begun in 1982 involving 22,071 male physicians aged 40 to 84 years. After 12 years of follow-up, beta-carotene was not associated with overall risk of cancer (RR, 0.98) or lung cancer among current (11% of study population) or former (39% of study population) smokers.
In the Women’s Health Study (WHS) approximately 40,000 female health professionals were randomly assigned to 50 mg beta carotene on alternate days or placebo. After a median of 2.1 years of beta-carotene treatment and 2 additional years of follow-up, there was no evidence that beta-carotene protected against lung cancer, as there were more lung cancer cases observed in the beta-carotene (n = 30) than placebo (n = 21) group.
The strong evidence from rigorous randomized, placebo-controlled trials clearly indicate that beta-carotene supplementation does not lower the risk of lung cancer in populations that are not high-risk for lung cancer.
The Heart Outcomes Prevention Evaluation (HOPE) trial began in 1993 and continued follow-up as the HOPE-The Ongoing Outcomes (HOPE-TOO) through 2003. In this randomized, placebo-controlled trial, patients aged 55 years or older with vascular disease or diabetes were assigned to 400 IU vitamin E or placebo. With a median follow-up of 7 years, the group randomly assigned to vitamin E had a significantly lower lung cancer incidence rate (1.4%) than the placebo group (2.0%) (RR, 0.72; 95% CI, 0.53–0.98).
However, the protective association between vitamin E supplements and lung cancer in the HOPE-TOO study needs to be interpreted in the context of evidence from other randomized trials. In the ATBC study, supplementation with alpha-tocopherol produced no overall effect on lung cancer (RR, 0.99; 95% CI, 0.87–1.13). In the WHS of 40,000 female health professionals, using 600 IU of vitamin E every other day showed no evidence of protection against lung cancer in women (RR, 1.09; 95% CI, 0.83–1.44).
The Medical Research Council/British Heart Foundation Heart Protection Study (HPS) is a randomized, placebo-controlled trial to test antioxidant vitamin supplementation with vitamin E, vitamin C, and beta-carotene among 20,536 United Kingdom adults with coronary disease, other occlusive arterial disease, or diabetes. The trial began recruitment in 1994, and as of the 2001 follow-up the results showed a slightly higher rate of lung cancer in the vitamin group compared with the placebo group (1.6% vs. 1.4%, respectively).
Looking at the vitamin E results for the ATBC, HPS, and HOPE-TOO studies combined, the summary odds ratio was 0.97 (95% CI, 0.87–1.08),
and adding the results from the WHS to this would bring the association even closer to the null. The combined evidence for vitamin E supplementation thus continues to be consistent with no effect on lung cancer risk.
我们会定期对 PDQ 癌症信息进行审核,并及时更新。本章节是截止至上述日期的更新结果。
说明:瑞士人群中,吸烟男性的肺癌终生风险估计为 15%,吸烟女性为 12%,而非吸烟者为 2% 或更低(引用 Bruder 等的文章,见参考文献 16)。
该总结由PDQ筛查和预防编委会撰写和维护,该委员会独立于NCI。本总结为独立的文献综述,不作为NCI或NIH的政策声明。关于总结政策和PDQ编委会职能的更多信息请参见关于本PDQ总结和 PDQ® - NCI综合性癌症数据库页面。
The PDQ cancer information summaries are reviewed regularly and updated as new information becomes available. This section describes the latest changes made to this summary as of the date above.
Added text to state that the lifetime risk of lung cancer was estimated in a Swiss population to be 15% in men who smoke and 12% in women who smoke, compared with 2% or less in nonsmokers (cited Bruder et al. as reference 16).
This summary is written and maintained by the PDQ Screening and Prevention Editorial Board, which is editorially independent of NCI. The summary reflects an independent review of the literature and does not represent a policy statement of NCI or NIH. More information about summary policies and the role of the PDQ Editorial Boards in maintaining the PDQ summaries can be found on the About This PDQ Summary and PDQ® - NCI's Comprehensive Cancer Database pages.
This PDQ cancer information summary for health professionals provides comprehensive, peer-reviewed, evidence-based information about lung cancer prevention. It is intended as a resource to inform and assist clinicians who care for cancer patients. It does not provide formal guidelines or recommendations for making health care decisions.
This summary is reviewed regularly and updated as necessary by the PDQ Screening and Prevention Editorial Board, which is editorially independent of the National Cancer Institute (NCI). The summary reflects an independent review of the literature and does not represent a policy statement of NCI or the National Institutes of Health (NIH).
Board members review recently published articles each month to determine whether an article should:
Changes to the summaries are made through a consensus process in which Board members evaluate the strength of the evidence in the published articles and determine how the article should be included in the summary.
Any comments or questions about the summary content should be submitted to Cancer.gov through the NCI website's Email Us. Do not contact the individual Board Members with questions or comments about the summaries. Board members will not respond to individual inquiries.
Some of the reference citations in this summary are accompanied by a level-of-evidence designation. These designations are intended to help readers assess the strength of the evidence supporting the use of specific interventions or approaches. The PDQ Screening and Prevention Editorial Board uses a formal evidence ranking system in developing its level-of-evidence designations.
PDQ is a registered trademark. Although the content of PDQ documents can be used freely as text, it cannot be identified as an NCI PDQ cancer information summary unless it is presented in its entirety and is regularly updated. However, an author would be permitted to write a sentence such as “NCI’s PDQ cancer information summary about breast cancer prevention states the risks succinctly: [include excerpt from the summary].”
The preferred citation for this PDQ summary is:
PDQ® Screening and Prevention Editorial Board. PDQ Lung Cancer Prevention. Bethesda, MD: National Cancer Institute. Updated
Images in this summary are used with permission of the author(s), artist, and/or publisher for use within the PDQ summaries only. Permission to use images outside the context of PDQ information must be obtained from the owner(s) and cannot be granted by the National Cancer Institute. Information about using the illustrations in this summary, along with many other cancer-related images, is available in Visuals Online, a collection of over 2,000 scientific images.
The information in these summaries should not be used as a basis for insurance reimbursement determinations. More information on insurance coverage is available on Cancer.gov on the Managing Cancer Care page.
More information about contacting us or receiving help with the Cancer.gov website can be found on our Contact Us for Help page. Questions can also be submitted to Cancer.gov through the website’s Email Us.
This PDQ cancer information summary for health professionals provides comprehensive, peer-reviewed, evidence-based information about lung cancer prevention. It is intended as a resource to inform and assist clinicians who care for cancer patients. It does not provide formal guidelines or recommendations for making health care decisions.
This summary is reviewed regularly and updated as necessary by the PDQ Screening and Prevention Editorial Board, which is editorially independent of the National Cancer Institute (NCI). The summary reflects an independent review of the literature and does not represent a policy statement of NCI or the National Institutes of Health (NIH).
Board members review recently published articles each month to determine whether an article should:
Changes to the summaries are made through a consensus process in which Board members evaluate the strength of the evidence in the published articles and determine how the article should be included in the summary.
Any comments or questions about the summary content should be submitted to Cancer.gov through the NCI website's Email Us. Do not contact the individual Board Members with questions or comments about the summaries. Board members will not respond to individual inquiries.
Some of the reference citations in this summary are accompanied by a level-of-evidence designation. These designations are intended to help readers assess the strength of the evidence supporting the use of specific interventions or approaches. The PDQ Screening and Prevention Editorial Board uses a formal evidence ranking system in developing its level-of-evidence designations.
PDQ is a registered trademark. Although the content of PDQ documents can be used freely as text, it cannot be identified as an NCI PDQ cancer information summary unless it is presented in its entirety and is regularly updated. However, an author would be permitted to write a sentence such as “NCI’s PDQ cancer information summary about breast cancer prevention states the risks succinctly: [include excerpt from the summary].”
The preferred citation for this PDQ summary is:
PDQ® Screening and Prevention Editorial Board. PDQ Lung Cancer Prevention. Bethesda, MD: National Cancer Institute. Updated
Images in this summary are used with permission of the author(s), artist, and/or publisher for use within the PDQ summaries only. Permission to use images outside the context of PDQ information must be obtained from the owner(s) and cannot be granted by the National Cancer Institute. Information about using the illustrations in this summary, along with many other cancer-related images, is available in Visuals Online, a collection of over 2,000 scientific images.
The information in these summaries should not be used as a basis for insurance reimbursement determinations. More information on insurance coverage is available on Cancer.gov on the Managing Cancer Care page.
More information about contacting us or receiving help with the Cancer.gov website can be found on our Contact Us for Help page. Questions can also be submitted to Cancer.gov through the website’s Email Us.